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Sample Whistleblowing Policy

A worked whistleblowing policy covering qualifying concerns, reporting routes, investigation, confidentiality, protection and review.

Jurisdiction: England and Wales - worked fictional example

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Important: This sample provides general legal information only and is not legal advice. Check the law, prescribed forms and signing requirements that apply to your exact jurisdiction and circumstances before use.

# EXAMPLE: WHISTLEBLOWING POLICY

Date: 8 June 2028

Parties: Asterfield Robotics Limited and its workers

## 1. Purpose

Asterfield encourages workers to raise a reasonable belief of a criminal offence, breach of legal duty, miscarriage of justice, danger to health and safety, environmental damage or concealment. This policy follows the Public Interest Disclosure Act 1998.

## 2. Scope

Reports may be made to the line manager, Speak Up Officer Harriet Cole, the confidential portal or, where appropriate, a prescribed regulator. A worker need not investigate or prove the concern before reporting.

## 3. Responsibilities

The Speak Up Officer acknowledges a report within three working days, records the issue securely and decides whether an internal investigator, specialist adviser or regulator should handle it. The reporter receives updates where lawful.

## 4. Policy-specific rules

Information is shared confidentially on a need-to-know basis, but anonymity cannot be guaranteed if a fair investigation or legal duty requires identification. Personal data is handled under UK GDPR.

## 5. Reporting

No one may dismiss, discipline, reduce hours, deny promotion or otherwise subject a worker to detriment for a protected disclosure. An alleged retaliation is escalated immediately and may itself be gross misconduct.

## 6. Process

Investigations are impartial, evidence-led and separate from any grievance or disciplinary outcome. A reporter who knowingly makes a false allegation is not protected by this policy, but a mistaken good-faith report is.

## 7. Review and approval

The General Counsel reviews cases quarterly, reports anonymous themes to the board and reviews this policy each June. External advice, ACAS guidance and statutory reporting routes remain available.

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